DISCLAIMER: No Advice is given or implied. Options involve risk and are not suitable for all
investors. OptionFundamentals.com (OF) is not registered as an investment advisor. (OF) relies upon the “publishers’ exclusion” from the definition of investment advisor under Section 202(a)(11) of the Investment Advisors Act of 1940 and corresponding state securities laws. As such, (OF) does not offer or provide personalized advice. (OF) publishes information our subscribers and readers may be interested in. The information that we provide is not intended to be, and should not be construed in any manner whatsoever, as personalized advice. Also, (OF’s) website(s) and the information provided by (OF) should not be construed by any subscriber or prospective subscriber as (OF’s) solicitation to effect, or attempt to effect, any transaction in a security. Investments in stock and options markets have risk and are not suitable for all investors. Information (OF) provides should not be a substitute for advice from a licensed investment professional. We encourage you to obtain personal advice from your licensed professional investment advisor and to make independent investigations before acting on the information that you obtain from (OF) or derive from our website.
• Prior to buying or selling an Option, an investor should read and understand the booklet “Characteristics and Risks of Standardized Options.” You can access and download a copy of the booklet on The Options /Clearing Corporations'(OCC) website at http://www.theocc.com. This link reference is provided as a courtesy and does not imply that the OCC is endorsing (OF). This booklet is also available for free from your broker or from any of the U.S. Options exchanges.
• Invest carefully and utilize information available at the websites of the Securities and Exchange Commission at http://www.sec.gov and the Financial Industry Regulatory Authority at http://www.FINRA.org You can review public companies’ filings at the SEC’s EDGAR page. The FINRA has published information on how to invest carefully at its website.
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• Our personnel may own positions and/or trade in the securities mentioned in the information that (OF) provides.
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